This webinar occurs on December 1, 201611:00am PT / 2:00pm ET / 7:00pm GMT
Join ComplySci and FrontLine Compliance for a webinar on issues at top of mind for Private Equity firms of all sizes and complexities. As SEC registered PE firms continue to comprehend and digest compliance requirements, this 60 minute webinar will equip them with a robust toolkit that addresses the challenges of:
  1. Employee personal trade monitoring and insider trading
  2. Fees & expenses
  3. Marketing materials
  4. Investor due diligence – Requirements, process and workflows