Compliance Data Quality: Overcoming the Biggest Hurdle for Compliance and Risk Management
When building an effective compliance and risk management program for financial services firms, there is not a more critical factor than compliance data quality. This white paper lays out the importance of compliance data integrity to compliance teams and provides practical, actionable insights.
Readers of this white paper will learn:
- How one global bank was fined by the SEC for having incomplete data
- What it means to have “complete data”
- How to maintain compliance data integrity
- The compliance data quality checklist – the factors you need to be considering