Market Abuse Regulation: What You Need to Know
Compliance teams across the EU prepared themselves for the Market Abuse Regulation (MAR) which became live on 3rd July.
The scope of the regulation is very broad and focuses more than ever on the behaviours of an organisation’s staff, more than just the procedures and processes. So does this mean compliance teams need a different approach to how they implement these new rules?
Readers of this white paper will learn key considerations on many aspects of the regulation and provided insights / guidance for compliance managers in areas such as:
- Insider dealing and unlawful disclosure
- Inside information and disclosure
- Market manipulation
- Suspicious transactions and orders
- How MAR interacts heavily with MIFiD II