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Accounting & Compliance Compliance Science, Inc. 419 Lafayette Street 3rd Floor New York, NY 10003 (212) 327-1533 |
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Accounting & Compliance InternationalFeatured Compliance Science PartnerACI provides full service compliance, risk management and accounting solutions for the financial services industry. With more than 25 years of expertise within the financial industry, ACI’s clients include hedge funds, investment advisors, broker dealers and banks, each relying on our expertise to manage the complexities of today’s rapidly changing regulatory environment. Our compliance outsourcing programs are customized to meet SEC compliance regulations including registrations, due diligence, best execution, SEC filings, audits & reviews, compliance manuals, advertising & marketing reviews, continuing education and internal investigations. Additionally, we provide our clients with sophisticated insights and well-thought out preventative measures to optimally manage risk. Through our accounting outsourcing services, we provide oversight and accuracy to our clients in all accounting matters, including bank reconciliation, brokerage statement analysis, financial statement preparation, preparation of monthly net capital, FOCUS reporting, Fin-Op outsourcing, FINRA examination support, and entity/personal taxation. To learn more about ACI’s compliance, risk management, and accounting solutions visit www.acisecure.com. Contact us: 40 Wall Street, 34th Floor New York, NY 10005 212-668-8700 info@acisecure.com |
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