Products


C-TRAC™

CSI DocVault™

PTCC™



Compliance Science, Inc.
419 Lafayette Street
3rd Floor
New York, NY  10003
(212) 327-1533

Personal Trading Control Center™

PTCC provides affordable Code of Ethics management and Personal Trading Surveillance
using advanced technology and is inclusive of all regulatory requirements including amended
SEC Rules 17j-1 and 204A-1.

Organize

All data for access persons, accounts holdings, trades, confirms, outside activities, certifications.

Supervise

Automatically red flag any conflicts of interest, frontrunning, and misuse of material nonpublic information. Demonstrate effective controls to regulators and investors.

Archive

A complete audit trail of all records is available 24x7x365 and includes data feeds from leading brokers.
 
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