Compliance Science - Regulatory Compliance Software - C-TRAC™, CSI DocVault™ and PTCC™

Services

Organize - Supervise - Archive™

Our services are structured to provide clients with a "quick start" so that they can implement controls the moment they sign up.

OMS Guideline Audit™ Order Management System ("OMS") Guideline Audit™: Our team of seasoned professionals analyze and identify each discrete investment guideline contained in your legal documentation. We then identify gaps in your compliance structure by specifically determining which guidelines are not being properly tested in your OMS. We can also streamline your workflow by identifying extraneous OMS tests.

Compliance Knowledge Management™ Compliance Knowledge Management™ ("CKM") is the methodology by which our consulting team analyzes the firm's current structure for adhering to each client's contractual obligation as well as for adhering to the statutory requirements imposed by each type of investment vehicle.

Audit Survival Prep™ ("ASP") – ASP is the proprietary CSI methodology deployed during CSI DocVault™ implementation. Our consulting team analyzes the firm's current structure for gathering, archiving, and otherwise preparing for internal and external audits by regulators. This a la carte service focuses on creating workflows to ensure that the lifecycle of information is maintained over time.

Global Support CSI offers on site and web based training, on line context sensitive help, user guides, and other various support plan options via our Help Desk including customer support representatives who can answer your questions 24x7x365.