About ComplySci

Details covered. 

Conflicts checked. 

Risk mitigated. 

Your core compliance challenges, solved.


Partner with a financial services compliance technology partner as accurate and dependable as you are. We’re ComplySci. For compliance people.

Perfecting the business of compliance.

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Client renewal rate
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Institutions
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in AUM protected

ComplySci, by COMPLY, is part of an industry-leading portfolio of firms, serving the full spectrum of compliance needs for the financial services industry.

Establish and protect. Comprehensive RIA compliance starts now.  

Setting a new standard for compliance expertise. 

Level up your data insight to drive action.  

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Data interoperability and APIs

Powerful integration capabilities facilitate data connections between ComplySci and other HR, expense and order management platforms, such as Workday, Concur and Intapp's DealCloud. Enhance capabilities with secure integrations to accommodate black box firm trading algorithms and additional data needs.
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Direct broker feeds

Integrated direct broker feeds from more than 200 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
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Superior user experience

Our mobile-first approach ensures a frictionless experience for you and your employees, making compliance easy and painless.
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Platform innovation

Incorporating direct feedback from our more than 7,000 clients, we continue to perfect our solution, implementing the enhancements that matter most to you.
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Data services

Our Data Services team leverages a combination of optical character recognition (OCR) technology and human oversight to accurately and efficiently enter and update data on behalf of our clients.
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Award-winning customer service

Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts.

Awards

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Private Equity Wire Award logo for Best New Solution Provider Private Equity Wire Best Regulatory & Compliance Technology UK Shortlist 2023
Private Equity Wire Award logo for Best New Solution Provider Private Equity Wire Best New Solution Provider 2022
2022 ThinkAdvisor Luminaries 2022 ThinkAdvisor Luminaries Executive Leadership finalist
2022 ThinkAdvisor Luminaries 2022 ThinkAdvisor Luminaries Diversity, Equity and Inclusion finalist - ComplySci Chief Executive Officer Amy Kadomatsu

Partner with a compliance solution provider as dedicated to your program as you are.