Insights from Industry Leaders Archives | ComplySci

CCO Spotlight Catherine Mandell, Argand Partners, LP

Jan 5, 2021Jan 5, 2021

CCO Spotlight: Catherine Clancy Mandell, Argand Partners, LP

CCO Spotlight: Helen McAuley, Breckinridge Capital Advisors

Nov 10, 2020Jan 7, 2021

CCO Spotlight: Helen McAuley, Breckinridge Capital Advisors

How to Gain a Competitive Advantage with Your Compliance Program

Nov 4, 2020Nov 4, 2020

How to Gain a Competitive Advantage with Your Compliance Program

Industry Insights: Beate Born on How Firms Can Get Ahead of Operational Risks

Sep 28, 2020Sep 30, 2020

Insights from Industry Leaders: Beate Born on How Firms Can Get Ahead of Operational Risks

Jul 8, 2020Sep 30, 2020

CCO Spotlight: Kate Surala, The Analyst

Jun 22, 2020Jan 7, 2021

CCO Spotlight: Michael Sanocki, Volant Trading

CCO_Spotlight_header_Valerie Pierrat

Mar 12, 2020Jan 7, 2021

CCO Spotlight: Valerie Pierrat, Sabal Investment Advisors, LLC

Murray Markowtiz

Feb 3, 2020Jan 7, 2021

CCO Spotlight: Murray Markowitz, Kroll Bond Rating Agency

CCO Spotlight - John McGuiness

Dec 3, 2019Jan 7, 2021

CCO Spotlight: John McGuinness, StepStone Group

Bharara,_Preet

Oct 1, 2019Sep 30, 2020

Fireside Chat with Preet Bharara at ComplySci Summit 2019

CCO-Panel-2019

Sep 18, 2019Sep 30, 2020

CCO Panel Provides Insights at ComplySci Summit 2019

Insider Trading Technology

Jan 8, 2019Sep 30, 2020

Culture and Technology Best Practices to Mitigate Insider Trading Risk

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