ComplyConnect Compliance Conference

Nominations are open! Nominate your peers for the ComplyConnect compliance awards

The ComplyConnect Conference & Expo is less than 90 days away. And with it? The inaugural ComplyConnect award ceremony! Reviewed and selected by a committee of esteemed compliance professionals, the ComplyConnect awards honor those individuals in the regulatory compliance field who have broken new ground and made a significant impact on the industry and their peers.

Whether you nominate a CCO who diligently serves a hedge fund, investment adviser or broker-dealer or you submit a compliance professional who launched innovative practices while serving a private investor or investment bank, submit your choice and let your peers know just how highly you think of them!

The 2022 ComplyConnect compliance award categories

Ready to nominate your top picks? Check out the compliance awards categories and start the nomination process now!

1. Compliance Officer of the Year

This award recognizes an outstanding chief compliance officer within the financial industry for their dedication and commitment to elevating their organization’s compliance program in 2022.

2. Compliance Innovator of the Year

Awarded to an individual who has proven their ability to rethink the compliance landscape, providing new solutions to meet evolving risks and regulations.

3. Compliance Provider of the Year

Dedicated to an organization which has provided its clients with the tools and technology to overcome core compliance challenges.

4. Compliance Educator of the Year

This award recognizes an individual or organization which has made outstanding contributions to the continued education of compliance professionals.

5. Future Compliance Star of the Year

In recognition of an individual whose star is on the rise, with significant accomplishments within the compliance industry.

Want to see who takes home the gold in each category? Attend the ComplyConnect Conference & Expo November 8 – 10 in Austin, Texas.