Before 2018, a New York based growth equity firm relied on its CFO/CCO to manage all Investor Relations responsibilities. After hiring a full-time Investor Relations professional in 2018, ComplySci’s Marketing Materials preclearance module made it simple for compliance to remain engaged in the approval process for any external facing documents and announcements.

ComplySci’s Marketing Materials module facilitates a clear approval workflow for all external facing documentation and statements, with an audit trail of compliance communications and feedback. Additionally, because the Marketing Materials workflow is seamlessly built into the ComplySci Platform, the firm’s employees can leverage a single solution for all preclearance requests, marketing included.

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