Previously, the firm had integrated the ComplySci platform, however they were still very much reliant on Excel spreadsheets to track and manage critical compliance information. Simply put, Sona was now seeking a “one-stop shop” for all their compliance needs.


We spoke to Iain Colquhoun, Chief Financial Officer and Chief Compliance Officer at Sona, about how the firm is using Control Room to automate processes and holistically enhance their compliance program.

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