The ComplySci Virtual Customer Summit will bring together compliance officers from around the globe to share insights about the evolving regulatory landscape. Join us for a half-day of insights into the pressures facing CCOs, SEC audit priorities and how ComplySci is evolving to meet the expanding needs of customers like you!
AGENDA
Learn more about the evolving regulatory landscape and the products that help you address heightened compliance challenges.
WHAT YOU’LL LEARN:
- Hear lessons learned from chief compliance officers around building and maintaining compliance culture in a remote environment.
- Learn what’s ahead for SEC audit priorities.
- Get a look at ComplySci’s integrated product roadmap and vision for the year ahead.
SPEAKERS
Join our expert panelists to hear their perspectives on the industry and how ComplySci is helping clients optimize their compliance programs.
Amy Kadomatsu
Chief Executive Officer
ComplySci
Amy joined ComplySci as chief operating officer in 2018 and was named president in December 2019 and chief executive officer in October of 2020. She is responsible for the overall strategic direction of the company and execution of its mission.
Bill Mahoney
Chief Customer Officer
ComplySci
Bill Mahoney comes to ComplySci with over 15 years of building and scaling customer experience teams in high growth SaaS companies. Bill’s background spans leading customer success, onboarding, support as well as training and education teams.
Rob Keller
Chief Product Officer
ComplySci
Rob joined ComplySci as chief product officer in January 2022 and is responsible for the overall product portfolio strategy and roadmap. He has over 20 years of experience in FinTech having spent 18+ years with Eze Software and two years with Clearwater Analytics.
Rob Stirling
Executive Consultant
NRS
Rob Stirling has worked with NRS as a senior consultant for much of the past four decades: from October 1991 to June 2000, from May 2002 to June 2004, on a part-time basis staring in December 2007, and returning full-time in August 2008.
Chad Hartwick
Director of Compliance
RIA in a Box
Chad has 25 years of experience in the industry. He is a former regulator from the State of Michigan where he spent eight years managing the examination program. He has spent the last nine years as a compliance director for RIA in a Box, helping state and SEC registered RIAs stay compliant with current security rules and regulations.
Gwen Reinke
Managing Director and Chief Compliance Officer
Vista Equity Partners
Ms. Reinke is the Managing Director and Chief Compliance Officer of Vista Equity Partners, overseeing the firm’s global regulatory and compliance functions along with oversight of internal firm legal matters, including fund formation and fundraising. Ms. Reinke sits on the board of PowerSchool (NYSE: PWSC), a Vista portfolio company and is also a member of the Board of Governors of the Investment Adviser Association in Washington, D.C.
Taylor Bell, CFP®
Chief Operating & Compliance Officer
Colton Groome Financial
Taylor joined Colton Groome Financial in 2016 and serves as both Chief Operating Officer and Chief Compliance Officer for the firm. She is a CERTIFIED FINANCIAL PLANNER™ practitioner and has a Bachelor of Science in Management, with a concentration in Business Administration from UNC Asheville.
The event has passed. If you are interested in viewing a replay please contact your account representative.