The ComplySci Virtual Customer Summit will bring together compliance officers from around the globe to share insights about the evolving regulatory landscape. Join us for a half-day of insights into the pressures facing CCOs, SEC audit priorities and how ComplySci is evolving to meet the expanding needs of customers like you!
Learn more about the evolving regulatory landscape and the products that help you address heightened compliance challenges.
WHAT YOU’LL LEARN:
- Hear lessons learned from chief compliance officers around building and maintaining compliance culture in a remote environment.
- Learn what’s ahead for SEC audit priorities.
- Get a look at ComplySci’s integrated product roadmap and vision for the year ahead.
Join our expert panelists to hear their perspectives on the industry and how ComplySci is helping clients optimize their compliance programs.
Chief Executive Officer
Amy joined ComplySci as chief operating officer in 2018 and was named president in December 2019 and chief executive officer in October of 2020. She is responsible for the overall strategic direction of the company and execution of its mission.
Chief Customer Officer
Bill Mahoney comes to ComplySci with over 15 years of building and scaling customer experience teams in high growth SaaS companies. Bill’s background spans leading customer success, onboarding, support as well as training and education teams.
Chief Product Officer
Rob joined ComplySci as chief product officer in January 2022 and is responsible for the overall product portfolio strategy and roadmap. He has over 20 years of experience in FinTech having spent 18+ years with Eze Software and two years with Clearwater Analytics.
Rob Stirling has worked with NRS as a senior consultant for much of the past four decades: from October 1991 to June 2000, from May 2002 to June 2004, on a part-time basis staring in December 2007, and returning full-time in August 2008.
Director of Compliance
RIA in a Box
Chad has 25 years of experience in the industry. He is a former regulator from the State of Michigan where he spent eight years managing the examination program. He has spent the last nine years as a compliance director for RIA in a Box, helping state and SEC registered RIAs stay compliant with current security rules and regulations.
- Time Savings
ComplySci users report a 60% reduction in the time spent on data gathering and reporting.
- Direct Broker Feeds
Integrated electronic feeds from 200+ sources means unrivaled accuracy and dependability.
- Reduction in time spent monitoring employee activity.