Events Archive - ComplySci

Jun 21, 2022Jun 29, 2022

Fireside chat: transitioning compliance technology solutions

May 23, 2022Jun 9, 2022

ComplySci’s 2022 CCO Playbook Webinar

Business people having discussion in modern office

Apr 1, 2022Apr 28, 2022

Moving Out of Excel: A Guide to Automating Compliance for Small to Mid-Sized Financial Firms

Compliance team member performing annual review

Mar 29, 2022Apr 7, 2022

Regulating a (R)evolution: Signals from the SEC on Critical Rule and Regulation Changes

Compliance team member performing annual review

Mar 9, 2022Mar 17, 2022

The Ins and Outs of a Successful Annual Review

SEC Agenda header image - graph showing increase

Mar 9, 2022Mar 17, 2022

The SEC’s 2022 Agenda: Expectations and Implications of Shadow Trading Priority

Two team members on the compliance team.

Feb 1, 2022Feb 24, 2022

Culture x Compliance: Redefining Organizational Compliance

Compliance team member on computer

Jan 14, 2022Jan 31, 2022

SMCR Year 2: Executing a Successful Program in 2022

Business team discussion

Dec 9, 2021Dec 20, 2021

Preparing for 2022: Compliance Trends and Priorities

Oct 15, 2021Oct 27, 2021

Webinar Recording: ESG Considerations for Compliance Teams

Hedge Fund Compliance Software

Aug 19, 2021Sep 21, 2021

Webinar Recording: Navigating Return to Work Policies

Capitol Building

Jun 22, 2021Sep 21, 2021

Webinar Recording: Simplify Pay-to-Play Compliance

3 Best Practices for a Successful SM&CR Operating Model

May 25, 2021Sep 8, 2021

Webinar Recording: Executing a Successful SMCR Program

stock trends on screen

Apr 14, 2021Aug 10, 2021

Webinar Recording: Compliance Lessons Learned from GameStop

Unlock the value of compliance data

Request Demo Solutions