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Webinar Recording: Compliance Lessons Learned from GameStop

The media has been fascinated with GameStop’s miraculous rise driven by r/WallStreetBets, and the story has raised questions around regulatory, compliance, and ethical issues related to employee outside activities.

As a Compliance Officer, how do you balance your firm’s regulatory obligations with employee personal privacy boundaries? How do you manage the constantly evolving landscape of social media and communication platforms?

In this webinar, Robert A. Cruz, Vice President, Information Governance for Smarsh and Amy Kadomatsu, Chief Executive Officer for ComplySci discuss:

  • What regulatory guidance do we currently have?
  • Should I monitor communications on social media and how?
  • What kind of policies are needed?