The media has been fascinated with GameStop’s miraculous rise driven by r/WallStreetBets, and the story has raised questions around regulatory, compliance, and ethical issues related to employee outside activities.
As a Compliance Officer, how do you balance your firm’s regulatory obligations with employee personal privacy boundaries? How do you manage the constantly evolving landscape of social media and communication platforms?
- What regulatory guidance do we currently have?
- Should I monitor communications on social media and how?
- What kind of policies are needed?