The Senior Managers and Certification Regime (“SMCR”) is now in effect, with the Conduct Standards live as of 31 March 2021. Join us for a webinar on 25 May to hear SMCR experts Dan Ridler, Managing Director at BCS Consulting and Iain Colquhoun, Chief Compliance Officer at Sona Asset Management discuss their experiences preparing for SMCR compliance and how to enhance your SMCR operations.
Key takeaways of the webinar:
- How SMCR has evolved
- Lessons learned in 2020
- Using technology to maintain control in a remote environment
- Maturing a firm’s SMCR operations