Compliance team member on computer

SMCR Year 2: Executing a Successful Program in 2022

Don’t leave your firm’s compliance up to chance. Understanding the SMCR’s Conduct Rules – and who they apply to – is the first step to ensuring you don’t risk personal or institutional liability. Hear from first-class experts who have helped firms achieve SMCR compliance through technology and consulting services.  

During the webinar, our esteemed panel of global leaders discuss the following topics:

  • What is SMCR? Including an overview of the ruling, conduct standards, and important dates 
  • The evolving regulatory landscape: What we’ve learned in the past year and how to use technology to execute a successful program 
  • How to best position your firm for SMCR compliance: Best practices and procedures to mature your firm’s SMCR operations 

Panelists

Sani Jackson

Sani Jackson

Optima Partners Compliance Advisory

Partner

Sani has over 12 years regulatory compliance and consulting experience across the financial services sector, with a particular focus on asset managers. Prior to joining Optima Sani was a Director at Deloitte, responsible for the oversight of a range of asset management clients, for whom she provided on-going compliance and regulatory support, as well as leading regulatory change implementation projects, such as MiFID II and AIFMD.

Sani was a Senior Compliance Officer at Brevan Howard and a member of the Operational Risk Committee and the Regulatory Committee. She was also responsible for leading their regulatory and business change initiative and redesigned and implemented compliance frameworks and monitoring programmes. Sani was also responsible for reporting directly to the Brevan Howard ExCo on regulatory matters, including the ICAAP.

Jordan Robb

Jordan Robb

ComplySci

Senior Product Manager

Jordan joined ComplySci in early 2021 as a Senior Product Manager. He currently oversees the strategic vision and roadmap of our SMCR and Political Contribution Verification solutions.

With over eight years of expertise within the financial, compliance, and risk management sectors, Jordan brings to his work a singular passion for product evangelism. Prior to joining the ComplySci family, his work at Finastra resulted in several highly successful product launches.