Webinar Recording: Check for Conflicts of Interest Across all Compliance Workflows

In today’s business environment, compliance officers need to manage an ever-growing amount of data from multiple sources, so using technology to automate and aggregate your compliance data is critical. Learn how to unlock the value of your compliance data with a Compliance Control Room. We will show you how to:

  • Log any type of firm activity or employee activity, such as confidential information, a business meeting, or a deal
  • Build insider lists and facilitate wall crossing requests
  • Create and manage lists of restricted securities
  • Build an audit trail of firm and employee activities
  • Check for conflicts across all of your data with one global search

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