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Stop Settling for Basic Compliance

Move beyond “good enough”


Your compliance program might be running, but is it really working? Understanding the difference is what separates the bad from the good and the good from the great.

Can Maintaining the Status Quo Actually Work Against You?

  • While non-compliance will always be a no-go, simply scraping by on the bare minimum is no longer an option for compliance firms. New regulations and increasing scrutiny means your compliance team needs to be at the top of their game…or risk personal and institutional liability.
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How Do You Know When Good Enough is Really Good Enough?

  • Don’t get lulled into a false sense of security. If budget cuts have meant cutting your compliance, you may find yourself on the fast track to fines, penalties, and industry fall-out. Firms are responsible for developing and maintaining a comprehensive compliance program. Which means the question shouldn’t be is it good enough, but is it really good?

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Is My Compliance Technology (Partner) Holding Me Back?

  • Your compliance technology, and the partner providing it, should be innovative and dynamic, able to adapt and adjust based on new regulations and requirements — whether that mean integrating mobile functionality or a new add-on to address cryptocurrency. When your technology suddenly becomes a hinderance, it directly impacts your ability to stay in compliance, avoiding the harsh penalties and even harsher industry fall-out.
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What’s the Real Cost of Complacent Compliance?

  • Short answer: a lot. Long answer: becoming complacent with your compliance program can lead to violations, fines, legal action (both on an organization-wide level as well as a personal level), and bad press. And trust us, this is a case where any press is not equal to good press.
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So, What’s the Answer?

  • Leverage an innovative, forward-thinking technology partner. One that prioritizes your compliance program and your needs. Transforming good enough into great.
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Is “Good Enough” Compliance Good Enough?

Download IS “GOOD ENOUGH” COMPLIANCE GOOD ENOUGH? to discover the cost of complacent compliance.

Time Savings
ComplySci users report a 60% reduction in the time spent on data gathering and reporting.
Direct Broker Feeds
Integrated electronic feeds from 200+ sources means unrivaled accuracy and dependability.
Reduction in time spent monitoring employee activity.