Doug joined ComplySci as Vice President of Operations in 2017. He has been responsible for overseeing the day to day operations and providing overall management of operational activities.
Doug has more than 15 years’ experience in the financial industry with experience ranging from Portfolio Management and Regulatory Reporting to Financial Technology. He joined ComplySci as part of the acquisition of Financial Tracking LLC where we held senior levels positions for over a 6 years period.
Prior to that, Doug was a Sr. Relationship Manager at Morgan Stanley with a focus on Institutional Relationships, as well as daily portfolio architecture support for both top down and bottom up investment strategies.
I take pride working in an organization that constantly pushes itself to be best in class. The expectations and challenges that come along with that makes me excited to come into work each morning.
Doug holds both a Bachelors’ degree from American University.
“Even if you’re on the right track, you’ll get run over if you just sit there.”Will Rogers