Comprehensive Compliance with ComplySci.

With our deep bench of industry expertise, we create a configurable solution to manage and mitigate your specific risk points, empowering you to navigate compliance complexities while protecting your organization's reputation within the marketplace. 

Employee compliance for the financial services sector

Cross your Ts and dot your Is with a compliance solution that’s as precise and thorough as you are. Monitor, verify and mitigate risk with a click of a button.

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COMPLY Program Management

Managing your compliance program demands accuracy, effectiveness and efficiency to mitigate risk and comply with relevant regulations properly. COMPLY Program Management is an all-in-one solution for firm compliance and annual reviews, fully integrated with your employee compliance solution. Streamline processes, simplify data management, and engage expert compliance consulting while managing the full scope of your firm’s compliance program, all on one platform.

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Data services

Move your data out of manual or outdated, cumbersome processes and into your ongoing compliance strategy. Ready to see the real power of your compliance data? Let’s get started.

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Managed Services

Leverage our decades of expertise and insight to help you successfully lead your firm's compliance program,  and ensure you are getting the most out of your technology platform. Continue to meet heightened regulations while mitigating critical points of risk with the help of our managed services team.

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Discover everything ComplySci and the COMPLY portfolio of firms can do for you.