Data services for financial services

Your compliance program – backed by data, powered by ComplySci. Leverage our extensive data services to enable comprehensive compliance management without the taxing manual effort. 

ComplySci data service solutions automate information upload and create workflows associated with:

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Direct broker feeds

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Data interoperability

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Ad-hoc data entry

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Brokerage statement entry

Bulk broker reconciliation

Data cleanup

Mass user cleanup

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Custom reporting

Certification customization

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Statement tracking

Elevate your team’s data strategy

Data strategy

Additional data services

Data services

Don't take our word for it

ComplySci – a partner as meticulously detail-oriented and driven as you

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Data interoperability and APIs

Powerful integration capabilities facilitate data connections between ComplySci and other HR, expense and order management platforms, such as Workday and Concur.
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Direct broker feeds

Integrated direct broker feeds from more than 200 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
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Superior user experience

Our mobile-first approach ensures a frictionless experience for you and your employees, making compliance easy and painless.
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Platform innovation

Incorporating direct feedback from our more than 7,000 clients, we continue to perfect our solution, implementing the enhancements that matter most to you.
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Data services

Our Data Services team leverages a combination of OCR technology and human oversight to accurately and efficiently enter and update data on behalf of our clients.
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Award-winning customer service

Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts.

Supporting documents

ComplySci Platform
Digital Asset Trade Monitoring
Certifications and Attestations
Case Management
COMPLY Program Management
Conflict Check
Control Room

Frequently asked questions

What SEC and FINRA requirements can ComplySci’s Data Services solutions help my compliance team address?
What type of customer support is provided?
How long does the onboarding process usually take?
How can I schedule a demo?

Ready to get started?

Get the most out of your compliance data without the hassle of manual processes. Learn more about our data management and regulatory compliance services today!