The Financial Conduct Authority (FCA) released its Annual Business Plan and three-year business plan for 2022 – 2025, which focuses on the regulator’s objectives of minimising harm to consumers and the UK financial system through the use of data, technology and more intelligent surveillance. The FCA continues its narrative of being an “outcomes-focused” regulator and expects firms to have outcome-focused regulatory frameworks in place.
Our keynote and panel discussions featuring industry experts will cover the use of technology and data in creating “outcome-focused” compliance frameworks within your firm, allowing compliance functions to become more efficient and results based. In light of the FCA’s continued focus on good conduct, culture and diversity, our discussions will explore what this means for compliance teams for the next three to four years.
Date: Wednesday, 6 July, 2022
Time: 8:30 a.m. – 12 p.m.
Location: HubHub London, 20 Farringdon Street, London EC4
Learn more about the FCA’s 2022 – 2025 focus areas and how your firm can proactively meet their outcomes-based requirements.
Event agenda includes:
- 8:30 – 9 a.m. Breakfast and registration.
- 9 – 9:45 a.m. Interpretation and commentary on FCA 2025 Strategy with Optima Partners Compliance. Advisory Partner Sani Jackson
- 9:45 – 10:45 a.m. Panel discussion with ComplySci Chief Executive Officer Amy Kadomatsu.
- 10:45 a.m. – 12 p.m. Networking.
Join our expert panelists to hear their perspectives on the industry and the strategic tactics firms can take to better meet the FCA’s requirements.
Optima Partners Compliance Advisory
Sani Jackson oversees the London office in terms of strategic direction and team management. She manages Optima’s more complex and strategic clients and is the lead partner delivering European regulatory change initiatives, as well as the design and implementation of effective compliance, governance and risk management frameworks for Optima’s clients.
Chief Executive Officer
Amy Kadomatsu joined ComplySci as chief operating officer in 2018 and was named president in December 2019 and chief executive officer in October of 2020. She is responsible for the overall strategic direction of the company and execution of its mission.
Montagu Private Equity LLP
Natassia Kourousi is a compliance manager with Montagu Private Equity LLP, with 12+ years' experience in securities and investment markets, balancing regulatory requirements with client outcomes and the Firm’s business objectives. Having held both MLRO and Compliance Officer roles previously, Natassia has an ability to develop and deliver tactical initiatives and long term strategic stability.
United Kingdom Head of Compliance
Saxo Capital Markets UK Ltd
UK head of compliance at Saxo Market, a leading investment banking and technology company, facilitates trading and investing for private and institutional clients. Chris has worked in compliance within various financial sectors and products including execution platforms, debt structuring, peer to peer, real estate buy side, hedge funds and proprietary trading desks.
- Time Savings
ComplySci users report a 60% reduction in the time spent on data gathering and reporting.
- Direct Broker Feeds
Integrated electronic feeds from 200+ sources means unrivaled accuracy and dependability.
- Reduction in time spent monitoring employee activity.