Private markets
Stay compliant today, tomorrow, and beyond.
Your clients and your investors trust you to make wise investment decisions and hedge risk to maximize their profits. We know just how seriously you take your role in helping guide their success because we are just as serious about our role in your compliance program.
Empower your compliance team
Implement, monitor, and track all aspects of your compliance program
As a venture capital, fund of funds, or real estate fund manager, your compliance team has a lot on its plate, juggling regulatory requirements and increased pressure from limited partners to build and maintain a credible compliance program. Let us help you ensure your compliance program is an asset, not a liability.
COMPLY provides you with a 360-degree view into employee trading and monitoring, gifts and entertainment, political contributions, outside business affiliations, marketing materials, initial public offerings (IPOs), private placements, and more.
Satisfy operational due diligence requirements.
Track regulatory reporting and filings
Keep your priority data safe with secure API integration.
Don’t take our word for it
"I can pull reports quickly whenever I need them. For example, one time I needed to report to our firm’s risk committee, and I wanted to indicate how many trades we’re preclearing, the accounts we have and the marketing items we’ve reviewed. I was able to generate all that data in ComplySci and easily share the results."
