Your clients and your investors trust you to make wise investment decisions and hedge risk to maximize their profits. We know just how seriously you take your role in helping guide their success because we are just as serious about our role in your compliance program.
As a venture capital, fund of funds or real estate fund manager, your compliance team has a lot on its plate, juggling regulatory requirements and increased pressure from limited partners to build and maintain a credible compliance program. Let us help you ensure your compliance program is an asset, not a liability.
The ComplySci Platform, Control Room and Compliance Program Management are just a few of the software solutions we offer to provide you with a 360-degree view into employee trading and monitoring, gifts and entertainment, political contributions, outside business affiliations, marketing materials, initial public offerings (IPOs), private placements and more.
"I can pull reports quickly whenever I need them. For example, one time I needed to report to our firm’s risk committee, and I wanted to indicate how many trades we’re preclearing, the accounts we have and the marketing items we’ve reviewed. I was able to generate all that data in ComplySci and easily share the results."