What Sets Us Apart from Other Compliance Solutions?
The Risk Data Engine™: The Key to Compliance Program Effectiveness
Our proprietary Risk Data Engine™ sets the standard for Strategic Compliance Management by aggregating, enriching and normalizing vast quantities of data across a broad spectrum of sources. It creates a single, highly accurate and coherent repository of all the information needed to proactively manage complex regulatory and compliance challenges.
Dynamic Risk Surveillance
Industries Served by ComplySci
- Investment Banking
- Private Equity
- Hedge Funds
- Pension Funds
- Investment Managers
- Registered Investment Advisors
- Public Corporations
- Professional Services
Our Clients Include Leading Global Financial Institutions
What Our Clients Say About ComplySci
Actionable Risk Management Advice
European Chairman of ComplySci, Ronald Gould, was featured in FX-MM, discussing how RegTech is poised to takeover. Why? RegTech is easy to deploy, cost efficient, improves compliance team efficacy and creates incredible efficiencies.
RegTech is a term that has exploded into the asset management industry vernacular since the 2008 financial crisis. The term describes technological solutions designed to facilitate compliance with regulatory initiatives implemented in response to the crisis.
New York, February 14, 2017 – ComplySci, a leading provider of risk management and compliance solutions, was proud to receive recognition as Best Mobile Product by the 2017 HFM Technology Awards. Additionally, ComplySci was a short-list finalist in the category for...
Eric Morehead, Founder and Principal Consultant at Morehead Consulting, and host of the Compliance Beat interviewed Jean-Marc Levy, CEO of leading RegTech firm ComplySci. Below you can find edited highlights of Eric and Jean-Marc’s conversation: Eric: Can you tell us...
The following post was contributed by guest author Gary S. Kaminsky, CEO of GSK Consulting LLC. RegTech, which is all the rage currently in the regulatory/compliance industry, is really in the nascent stages of development. What began as a re-application of FinTech...
On February 8, the US Department of Justice (DOJ) released their latest guidance on corporate compliance programs, the first formal guidance issued by the Fraud Section since President Trump took office on January 20. This latest document includes sample questions...