What Sets Us Apart from Other Compliance Solutions?
The Risk Data Engine™: The Key to Compliance Program Effectiveness
Our proprietary Risk Data Engine™ sets the standard for Strategic Compliance Management by aggregating, enriching and normalizing vast quantities of data across a broad spectrum of sources. It creates a single, highly accurate and coherent repository of all the information needed to proactively manage complex regulatory and compliance challenges.
Dynamic Risk Surveillance
Industries Served by ComplySci
- Investment Banking
- Private Equity
- Hedge Funds
- Pension Funds
- Investment Managers
- Registered Investment Advisors
- Public Corporations
- Professional Services
Our Clients Include Leading Global Financial Institutions
What Our Clients Say About ComplySci
Actionable Risk Management Advice
European Chairman of ComplySci, Ronald Gould, was featured in FX-MM, discussing how RegTech is poised to takeover. Why? RegTech is easy to deploy, cost efficient, improves compliance team efficacy and creates incredible efficiencies.
RegTech is a term that has exploded into the asset management industry vernacular since the 2008 financial crisis. The term describes technological solutions designed to facilitate compliance with regulatory initiatives implemented in response to the crisis.
ComplySci proudly serves over 800 financial institutions spanning 52 countries around the globe including 3 of the top 5 hedge funds and 8 of the top 10 private equity firms. Our clients represent compliance excellence with thought leaders, experts, and industry leaders among their ranks.
With hurricane season just around the corner, many financial services firms are reviewing and testing their business continuity plans (BCPs.) In some firms, the extent of the Compliance Department’s involvement in the BCP is making sure the company actually has a plan...
This is a brief takeaway from Compliance Week's 2017 Top Minds Award. ComplySci is not affiliated nor endorsed by Compliance Week. To access this content, please visit the Compliance Week website by clicking here. Compliance Week recognized the Top Minds in the...
Eric Morehead, Founder and Principal Consultant at Morehead Consulting, and host of the Compliance Beat interviewed Jean-Marc Levy, CEO of leading RegTech firm ComplySci. Below you can find edited highlights of Eric and Jean-Marc’s conversation: Eric: Can you tell us...