Love ComplySci? Vote for us in the 2017 Benzinga Fintech Awards!
Best Regtech Solution and Best Analysis Platform & App
What Sets Us Apart from Other Compliance Solutions?
The Risk Data Engine™: The Key to Compliance Program Effectiveness
Our proprietary Risk Data Engine™ sets the standard for Strategic Compliance Management by aggregating, enriching and normalizing vast quantities of data across a broad spectrum of sources. It creates a single, highly accurate and coherent repository of all the information needed to proactively manage complex regulatory and compliance challenges.
Dynamic Risk Surveillance
Industries Served by ComplySci
- Investment Banking
- Private Equity
- Hedge Funds
- Pension Funds
- Investment Managers
- Registered Investment Advisors
- Public Corporations
- Professional Services
Our Clients Include Leading Global Financial Institutions
What Our Clients Say About ComplySci
Actionable Risk Management Advice
European Chairman of ComplySci, Ronald Gould, was featured in FX-MM, discussing how RegTech is poised to takeover. Why? RegTech is easy to deploy, cost efficient, improves compliance team efficacy and creates incredible efficiencies.
RegTech is a term that has exploded into the asset management industry vernacular since the 2008 financial crisis. The term describes technological solutions designed to facilitate compliance with regulatory initiatives implemented in response to the crisis.
New York, February 14, 2017 – ComplySci, a leading provider of risk management and compliance solutions, was proud to receive recognition as Best Mobile Product by the 2017 HFM Technology Awards. Additionally, ComplySci was a short-list finalist in the category for...
To meet the employee personal trade monitoring requirements of the Investment Advisers Act of 1940 rule 204a-1 you are collecting your employees’ brokerage statements for review. In fact, you’re a step ahead because you’re collecting this data through direct feeds or...
ComplySci proudly serves over 800 financial institutions spanning 52 countries around the globe including 3 of the top 5 hedge funds and 8 of the top 10 private equity firms. Our clients represent compliance excellence with thought leaders, experts, and industry leaders among their ranks.
The ComplySci Customer Success team is truly dedicated to YOUR success. Far too often we encounter customer service that involves multi-day turnaround times, confusing web portals and half answers. That is why we made the decision to do things differently and never put our clients through the struggle…