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Compliance Software Solutions

ComplySci’s direct broker feed has cut down on my workload. Avoiding the need to have our IT Director obtain and send brokerage account data from an FTP server has made life a lot easier.

Jackie Jacobs, Chief Compliance Officer and Director of Operations, VSS Capital Partners, Private Equity Firm

Unlock the Value of Compliance Software

It’s so easy to pull required items upon request from ComplySci, and I don’t have to worry about the possibility of human error, which is huge, especially knowing how distracted we can get working from home.

Kamala Connors, Senior Compliance Officer, Bluerock Capital Markets, Broker-Dealer

Compliance Software Makes Monitoring Code of Ethics 5X Faster

I love that ComplySci has created a culture that solicits feedback in order to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows.

David Becker, Chief Compliance Officer, CFI Partners, Hedge Fund

Woman working

The ComplySci platform frees up our team to work on other compliance items. We are able to spend more time on ahead of the curve work, allowing us to be proactive in identifying upcoming issues instead of being reactive.

Michael Isaac, Chief Compliance Officer, Stadion Money Management, Asset Management Firm

A robust compliance software solution for your industry

Industry recognitions

2018 Inc. 5000 List badge
Regtech 2019 badge
CFO Tech Outlook badge
Top 10 FinTech Solution Providers - 2018 badge
HFM Technology US Technology Awards - 2018
Deloitte. Technology Fast 500
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Legaltech new Innovation Awards logo