ComplySci’s direct broker feed has cut down on my workload. Avoiding the need to have our IT Director obtain and send brokerage account data from an FTP server has made life a lot easier.
Jackie Jacobs, Chief Compliance Officer and Director of Operations, VSS Capital Partners, Private Equity Firm
It’s so easy to pull required items upon request from ComplySci, and I don’t have to worry about the possibility of human error, which is huge, especially knowing how distracted we can get working from home.
Kamala Connors, Senior Compliance Officer, Bluerock Capital Markets, Broker-Dealer
I love that ComplySci has created a culture that solicits feedback in order to continually evolve the product to fit the customers’ needs. The support team is incredibly knowledgeable, and it shows.
David Becker, Chief Compliance Officer, CFI Partners, Hedge Fund
The ComplySci platform frees up our team to work on other compliance items. We are able to spend more time on ahead of the curve work, allowing us to be proactive in identifying upcoming issues instead of being reactive.
Michael Isaac, Chief Compliance Officer, Stadion Money Management, Asset Management Firm
Streamline your compliance monitoring system
- Direct broker feeds
- Reduction in time spent on data gathering and reporting
- Reduction in internal IT time needed to support the compliance solution.
- Reduction in time spent on-boarding and off-boarding employees.
A robust compliance software solution for your industry
- Client renewal rate
- Countries with active users
- in AUM protected