An innovative risk management and compliance solution used by over 1,000 institutions globally to proactively identify risks and manage complex regulatory and compliance challenges.
An innovative risk management and compliance solution used by over 1,000 institutions globally to proactively identify risks and manage complex regulatory and compliance challenges.
1000+Satisfied Clients and Counting
8Of the Top 10 Private Equity Firms Use ComplySci
97%Client Retention Rate
3Of the top 5
Hedge Funds
Use ComplySci
52Countries with Client Users
Each year, the SEC’s Enforcement Division issues an Annual Report summarizing its activities and initiatives in the most recent fiscal year. The 2018 report, released on November 2, 2018, shows an …
As anyone who has ever been involved in a company merger or acquisition can attest, a lot of work goes into the due diligence process leading up to the transaction’s closing date. Of course, …
What is the role of compliance? If you ask that question of employees and senior leaders in some firms, you might hear “to enforce the rules” or worse, “sales prevention.”Compliance in any …
NEW YORK - ComplySci, the leading provider of regulatory technology for financial and professional services companies, today announced that it has received a strategic investment from Vista Equity …
New York – July 9, 2018 - ComplySci, a leading provider of technology solutions that help financial services organizations stay ahead of risk, today announced that Amy Kadomatsu has joined the …
ComplySci is recognized by CFO Tech Outlook magazine as a Top 10 FinTech Solution Provider for 2018 in its annual listing of companies that are at the forefront of tackling customer challenges. …
