ComplyConnect Compliance Conference

Top five reasons regulatory compliance officers and professionals should attend ComplyConnect Conference & Expo

The countdown is on! The ComplyConnect Conference & Expo is coming to you live and in-person in less than 60 days! And with it, educational opportunities, network events and the chance to hear from the regulatory experts who are quite literally shaping our industry. Need we say more?

Top five reasons regulatory compliance officers should attend ComplyConnect Conference & Expo

In case that didn’t convince you, we’ve put together out top five reasons regulatory compliance officers and professionals serving in the financial services industry should attend the inaugural ComplyConnect Conference & Expo. Hint: we could have come up with way more than five!

1.Hear directly from regulatory experts and industry thought leaders.

From keynote speakers to our very own expert compliance consultants with decades of experience serving the financial industry, you won’t want to miss a single session. The agenda is jam packed with meaningful discussions around the topics that are, and will continue to, impact your financial firm’s compliance program. Sessions include:

  1. Living with the New IA Marketing Rule
  2. Cryptocurrencies and Digital Assets
  3. Understanding the SEC’s Proposed ESG Rule
  4. Perspectives from SEC, FINRA and NASAA Regulators

Check out the agenda now!

2. Earn credits toward industry designations.

Continuing education is a critical aspect of a successful ongoing compliance program, and we know you dedicate countless hours towards earning your designation. To help you achieve your goals, many of the sessions can earn you IACCP®, CLE, CPE or CFP continuing education credits.

3. Network and connect with your peers.

Let’s face it, digital events don’t quite have the same networking opportunities as in-person conferences. Take this opportunity to catch up with your peers, expand your network and talk with other compliance professionals who have first-hand experience with the industry and challenges you face every day.

Plus! Join a select group of your peers to dig into the nitty-gritty during roundtable discussions led by industry regulators and compliance leaders.

4. Get unparalleled access to leading compliance resources.

Take part in a compliance program analysis to ensure your program is prepared for tomorrow’s challenges. Meet with top exhibitors and industry resources to gain insight into how their solution can help your program continue to mitigate risk. Enjoy exclusive discussions with compliance experts. Need we say more?

5. Location, location, location.

While this conference is about so much more than just the beautiful views, top-of-the-line amenities and first-class eats, they certainly don’t hurt.

The clock is ticking! Register now to save your seat at the inaugural ComplyConnect Conference & Expo. You won’t regret it.