We’re here to provide you with the service and support required to meet the exacting demands of the regulatory industry. With 24/5 support and unparalleled in-house expertise, your program is our priority. That’s our promise to you.
"Moving to ComplySci has allowed us to do more complex surveillance. The customization is incredible. ComplySci is as customizable as you want it to be."
“It’s so easy to pull required items upon request from ComplySci, and I don’t have to worry about the possibility of human error, which is huge, especially knowing how distracted we can get working from home these days.”
“One of the key advantages of Control Room is it enables us to leverage the ComplySci Platform across the firm. One of the best features is the conflict checking. The moment you put something in Control Room it links across to all the other elements of the system so you can make sure everything is consistent. It checks people’s PA accounts and checks any other events you might have in the system related to that security.”
“Makes compliance with regulatory requirements easier to obtain and maintain."