Service You Can Count On

Your firm's regulatory compliance program keeps your firm functional, ensuring you meet regulatory requirements and standards of conduct, mitigating financial, reputational and regulatory consequences of a compliance violation. 

In fact, financial regulatory compliance software can help you:

• Automate manual, time-consuming activities, which eat away at your day and make it difficult to focus on big-picture priorities. 
• Determine gaps in your compliance program, which could leave you open to risk. 
• Report on all compliance activities, providing an audit trail for your firm and any regulatory body. 
• Ensure your compliance program is functioning at the optimal level.

Learn more about the benefits offered with a best-in-class software partner. 

ComplySci's compliance program management offerings are designed for the financial services and wealth management industry, including broker-dealers, hedge funds, global institutions, registered investment advisers, private markets and public companies.

ComplySci’s compliance technology, consulting and education offerings are designed to safeguard financial services firms, including hedge funds, private equity firms, broker-dealers and investment advisors, around the world. With more than 7,000 clients in 61 countries, we can create a customizable solution to strengthen your firm’s compliance program. 

Every dollar matters during a period of economic downturn. This makes prioritizing your spend essential to keeping your financial advisory firm at peak of performance, investing where appropriate for long-term success while not over-reaching and potentially overspending. 

• Work with the right compliance technology partner. 
• Prioritize your fiduciary education. 
• Bring in outside help as needed. 
• Create a culture that prioritizes compliance. 
• Lean into your *free* resources.

Read more about the economic benefits of a strong compliance software partner.  

ComplySci provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you being the onboarding process. That’s our promise to you.

You can contact ComplySci's Customer Support team at complyscisupport@comply.com or by calling:

• US - +1 646 787 9370 
• UK - +44 (0) 203 608 8320 
• HK - +852 2319 4213

ComplySci provides 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you being the onboarding process. That’s our promise to you. You can contact ComplySci's Customer Support team at complyscisupport@comply.com or by calling:

• US - +1 646 787 9370 
• UK - +44 (0) 203 608 8320 
• HK - +852 2319 4213

You may reach out directly to your customer management representative or schedule a demo to learn more.

ComplySci's onboarding team will be there with you every step of the way, working with you to create a plan which addresses your company’s unique needs. During onboarding the team will load data, configure the system to your use case and help set up integrations. The team will also provide guided instruction of broker feed outreach and assist with establishing broker feeds. Onboarding is concluded with supervisor training and assisting your organization go live with ComplySci.

Typical onboarding takes approximately 6-8 weeks. For larger clients onboarding is scoped to meet your company’s unique needs.

Complete this form to schedule a full demo and see firsthand what our compliance solutions can do for you.