ComplySci Partners

ComplySci offers a Channel Partner program that allows ‘high value’ vendors to team with us to better serve our clients across the full spectrum of compliance expertise. Our goal is to allow our clients to realize the benefits of a ‘best of breed’ approach when implementing our products or services.

Our Channel partners include industry experts in the field of regulatory compliance, financial system technology and other critical information needed by financial service firms.

For more information on becoming a member of our Channel Partner program please email our team now.

AIM Software

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AIM Software is the fastest growing and award-winning provider of Enterprise Data Management (EDM) solutions to the buy-side sector. Asset Managers, Pension Funds, Hedge Funds, Custodians and Asset Servicing firms rely every day on our solutions to solve imperative industry challenges associated with data lineage and governance, risk, compliance, cost, and control. Our clients benefit from flexible, end-to-end workflows that deliver high quality data across all downstream systems and provide full monitoring capabilities. Compared to first generation vendors or EDM toolkits, AIM Software‘s unique approach ensures faster projects, lower TCO and tangible business outcomes.

Compliance Risk Concepts (CRC)

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CRC is a business-focused team of senior compliance executives providing top tier compliance risk management services to clients on an as-needed, project or part-time basis. We provide clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program. We help organizations demonstrate a commitment to a strong risk management culture.

Digiterre

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With offices in New York and London, Digiterre has over one hundred clients globally, including many of the world’s largest banks, hedge funds, asset managers, fund of funds, fund administrators, prime brokers, energy and commodities trading firms. We are world leaders in front-office software for the investment management community to centralise what you know automate what you do. Digiterre’s Agility Team offers solutions to managing technological and organizational change for the world’s leading trading organizations – be they commodity or energy traders, banks and investment managers-by designing and delivering software that our clients want, need and use.

Duff & Phelps

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Duff & Phelps’ Compliance and Regulatory Consulting practice provides a comprehensive range of compliance and regulatory services to the global financial services industry. Our team assists financial services firms to build, manage and protect their businesses. We consult and advise clients on a broad range of governance, risk, compliance and regulatory matters, as well as deliver management company and hosted regulatory platform solutions, tax advisory and business services. Based in key financial markets, we are closely connected to the regulators and industry associations so that our clients have the best available information on regulatory requirements and trends.

Laven Group

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Established in 2005, Laven Partners is a global integrated consultancy servicing the financial industry. Laven Partners’ vision is to empower banks, brokers and managers by offering robust regulatory solutions that improve their operational processes and structures. Laven Partners’ expertise, experience and perspectives are driven to sustain that vision. Delivering solutions in Global Regulatory Compliance, Operational and Investment Due Diligence and Operations Consulting, Laven Partners positively impacts the success, strength and reputation of its clients.

FrontLine Compliance

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Since 2006, FrontLine Compliance has shown top-tier investment firms the strategic and economic advantages of thinking proactively and strategically about compliance. Our consulting services employ a deep-dive, customized approach that is rigorous and irrefutably successful. Our clients enjoy prompt response and ready access to our senior executives. We have a 10-year experience prerequisite for our consultants – they’re former SEC examiners, FINRA investigators and CCOs fluent in Investment Adviser and Investment Company ’40 Act rules, FINRA/SEC regs and compliance technology. See how our first-hand knowledge of compliance rules and regulations become strategy-driven solutions helping you achieve your compliance and business goals.

Sound Compliance Services

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Sound Compliance Services is a regulatory and compliance consulting firm for financial services companies and institutions, investment advisers, broker dealers and private funds. Sound Compliance currently provides regulatory and business consulting expertise to existing financial services corporations and regulated entities/firms.

SIX

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SIX provides a complete range of high-quality services in four business areas, covering all aspects of securities trading, post-trade services, financial information and cashless payments. This includes operating, regulating and monitoring electronic exchange trading as well as calculating indices. SIX also handles post-trading tasks such as securities settlement and custody and distributing reference and market data.

Vigilant Compliance, LLC

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Vigilant Compliance, LLC is a full service Global Compliance Firm servicing the regulatory needs of a diversified range of investment management clients. Since 2004, Vigilant has been the leader among regulatory compliance consulting firms. Vigilant provides a Full Service compliance solution, from providing clients with a full out-sourced Chief Compliance Officer solution, supporting in-house Chief Compliance Officers for Investment Advisers, Mutual Funds and Broker Dealers, conducting SEC Mock Exams for Investment Advisers, conducting 206(4)-7 Annual Compliance Reviews, Developing and Managing Compliance Programs, RIA Registration Services, ETF Compliance and Cybersecurity Consulting Services. At Vigilant, professional excellence and service are our hallmarks.

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