Blog | ComplySci

Resources Blog

Businessman adding social friends on his world wide network

Jul 30, 2019Jul 30, 2019

Data Localization Considerations for Financial Services Compliance Teams

Read Article

stock graph on a screen

Jun 12, 2019Jul 24, 2019

CFTC Issues its First Enforcement Manual

compliance plays meeting

Jun 5, 2019Jul 19, 2019

Compliance Plays for 2019

department of justice

May 30, 2019Jul 19, 2019

DOJ Compliance Program Guidance and Implications for Technology

stress free compliance

Apr 30, 2019Jul 19, 2019

Achieving Stress-Free Compliance

tom hardin tipper x

Mar 26, 2019Jul 19, 2019

Three Recommendations for Better Compliance from “Tipper X”

partnering with HR

Mar 11, 2019Jul 19, 2019

Partnering with HR for Compliance Success

digital transformation icons on ipad

Feb 19, 2019Jul 19, 2019

Digital Transformation: What does it mean for Compliance?

Read Article

magnifying glass looking at autumn forest

Feb 6, 2019Jul 23, 2019

FINRA Announces 2019 Examination Priorities

puzzle pieces money politics green grey fit together

Jan 30, 2019Jul 22, 2019

Elements of an Effective Campaign Contributions Monitoring Program

Jan 22, 2019Jul 22, 2019

FINRA’s Examination Findings Highlight Both Suitability Concerns and Best Practices

Jan 8, 2019Jul 30, 2019

Culture and Technology Best Practices to Mitigate Insider Trading Risk

Dec 11, 2018Jul 22, 2019

Unpacking the SEC’s Four-Year Strategic Plan

Dec 1, 2018Jul 22, 2019

Five Compliance Considerations for M&A in Financial Services

Unlock the value of compliance data

Request Demo Solutions