COMPLY Program Management Solution

Elevate your compliance program management with an integrated solution designed by compliance experts for compliance professionals. 

Our compliance program management solution provides new features to enhance your platform capabilities:

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Compliance Calendar

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Annual Review Tool

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Annual Review Service

Compliance Calendar

COMPLY Program Management Compliance Calendar Screenshot

Annual Review Tool

COMPLY Program Management Annual Review Tool Screenshot

Annual Review Service

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Don't take our word for it

ComplySci – a partner as meticulously detail-oriented and driven as you.

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Data interoperability and APIs

Powerful integrations and APIs facilitate data connections between ComplySci and other HR, expense and order management platforms, such as Workday, Concur, Intapp's DealCloud and ZenLedger. Enhance capabilities with secure integrations to accommodate black box firm trading algorithms and additional data needs.
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Direct broker feeds

Integrated direct broker feeds from more than 200 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.
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Superior user experience

Our mobile-first approach ensures a frictionless experience for you and your employees, making compliance easy and painless.
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Platform innovation

Incorporating direct feedback from our more than 7,000 clients, we continue to perfect our solution, implementing the enhancements that matter most to you.
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Data services

Our Data Services team leverages a combination of optical character recognition (OCR) technology and human oversight to accurately and efficiently enter and update data on behalf of our clients.
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Award-winning customer service

Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts.

Supporting documents

Learn more about ComplySci's compliance program management solutions and related Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulations.
FINRA Entitlement
COMPLY Program Management Brochure
SEC Final Private Fund Amendments Rule
Form ADV Part 1A

Frequently asked questions

How is this solution customized for my firm?
What reporting is available for audit purposes?
What SEC and FINRA requirements can ComplySci’s compliance program solutions help my compliance team address?
What type of customer support is provided?
How long does the onboarding process usually take?
How can I schedule a demo?

Ready to get started?

Accuracy, dependability and efficiency, all in one platform. Manage your compliance program with ease. Manage your compliance program with ComplySci.