Charles Randell, Chair of the FCA and PSR, stated in a speech delivered to the Finance and Leasing Association in 2021 April: “The pandemic exposed some stark truths: that we have too much debt; that we don’t save enough; and that when people do save, they are too often persuaded to buy unsuitable investments…The financial conduct regulator we need for the recovery is one that fundamentally changes this picture.”
In a time of increased uncertainty, it is more important than ever for CCOs to be proactive and innovative with their compliance strategies.
This 2021 UK Edition of ComplySci’s CCO Guide is intended to help CCOs and other compliance leaders better understand the current regulatory environment.
Read this Guide to learn:
- Key takeaways from regulatory activity in 2020
- Regulatory challenges for 2021
- Strategies to help you succeed, as told by industry experts from world-renowned organisations like Fidelity International, General Atlantic, and KBRA
- The right technology tools to help mitigate risks and increase the compliance department’s effectiveness