Diligently mitigating all risks related to employee conflicts of interest and material non-public information (MNPI) is a monumental undertaking for even the most experienced compliance professional. The good news? You don’t have to do it alone.
Whether you handle endowments, foundations, pension funds or insurance, you’ve been trusted to ensure all facets of your business are compliant with internal guidelines and financial services regulations. ComplySci helps map your unique employee Code of Ethics policies to preclearance and approval workflows, mitigating risks related to various employee conflicts of interest.
The result? Time savings and effective oversight.
Integrated with more than 200 direct broker feeds and supported by a best-in-class customer success team, the ComplySci Platform is designed to give you a 360-degree view of compliance risk within your institution, so you never have to wonder if you’re missing something important.
"You are seeing more private equity firms embrace the release of thought pieces and are leveraging social media to expand brand presence. As we thought about how we want to build on the presence we already have, we needed a solution to keep track of what is being approved for publication."